Skip to content

2016 Complaint to U.S. Securities Regulators

In August 2016, the Justice and Corporate Accountability Project (JCAP) filed a complaint against Tahoe Resources Inc. at the U.S. Securities Exchange Commission (SEC), requesting (among other things) that the SEC investigate whether Tahoe “failed to meet legal requirements for disclosing human rights abuses and failed to disclose lawsuits that impact the Escobal mine” (NISGUA, 2016). The request was filed on behalf of Network in Solidarity with Guatemala (NISGUA) and Santa Rosa Diocese Council for the Defence of Nature (CODIDENA). The SEC did not respond to the JCAP’s request. 

JCAP is “a volunteer-driven transnational, collaborative, community-based legal clinic” based in Canada that “offer[s] legal knowledge to communities that are negatively affected by natural resource extraction.” See also Legal Action entitled, “2013-2019 Complaints to Canadian Securities Regulators” for information regarding similar complaints brought by JCAP in Canada.

Type of Action / Tipo de Acción:
Criminal or Regulatory Proceedings
Extractive Project / Proyecto extractivo:
Region / Región:
Central America
Country / País:
Guatemala
Natural Resource / Recurso natural:
Gold, Lead, Silver, Zinc
Jurisdiction / Jurisdicción:
U.S. System
Category of Key Actors in Legal Action / Categoría de actores claves en la Acción Legal:
Non-Governmental Organizations, Non-Profit Organizations, Religious Organizations
Key Legal Actors Involved / Actores jurídicos clave involucrados:
Justice and Corporate Accountability Project (JCAP), Network in Solidarity with Guatemala (NISGUA), Santa Rosa Diocese Council for the Defence of Nature (CODIDENA)  
Legal Artefact / Artefactos Legales
Year Action Started / Año de inicio:
2016
References / Referencias:

Justice and Corporate Accountability Project (JCAP), “About JCAP”, online: https://justice-project.org/about/, accessed 30 September 2021

Mining Watch Canada, “US Securities and Exchange Commission asked to investigate Tahoe Resources’ failure to disclose secret lawsuits”, 11 August 2016, online: https://miningwatch.ca/news/2016/8/11/us-securities-and-exchange-commission-asked-investigate-tahoe-resources-failure, accessed 30 September 2021